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Will Dodd-Frank trade reporting prepare you for EMIR?
Mark Steadman is co-leader of the Regulatory Reporting practice at Sapient Global Markets On February 28, most of the approximately 70 registered swap dealers will stumble across the finishing line for...
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Best execution failures: there’s blame on both sides
The FCA has warned that best execution is often not being achieved A Financial Conduct Authority investigation that found banks and brokers are failing to provide best execution highlights the need for...
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Regulations raise new questions about industry standards
Chris Pickles is an independent fintech consultant and member of the Bloomberg Open Symbology team Financial market regulations across the globe are increasingly focusing on risk management. This...
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MiFID II date confirmed – but why are financial institutions doing more and...
Volker Lainer, GoldenSource, urges banks to reconsider a quick fix approach As the European Commission finally confirms an implementation date for MiFID II, Volker Lainer of GoldenSource explains why...
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